Risk & Compliance
Enterprise risk management and regulatory compliance advisory that transforms your obligations into governance strength — serving India's most regulated industries for over four decades.
Why Risk & Compliance
Matters Now
The challenges organisations face in this space are growing in complexity and urgency. Here is what is driving the conversation.
Multiple regulators are issuing overlapping frameworks — RBI IT risk, SEBI cyber resilience, CERT-In incident reporting, and DPDP data obligations — each with distinct, sometimes conflicting, requirements.
RBI, SEBI, and CERT-In have significantly increased enforcement actions and penalty quantum. A compliance failure that resulted in a notice three years ago may now result in a licence condition or monetary penalty.
Regulators are holding principal entities responsible for compliance failures of their vendors and partners. RBI IT outsourcing guidelines and SEBI intermediary frameworks extend compliance obligations to third parties.
SEBI BRSR mandate, Companies Act CSR requirements, and international ESG frameworks are creating a parallel compliance track for listed entities — one that boards are increasingly underprepared for.
How We
Deliver
A structured methodology that ensures rigour, transparency, and measurable outcomes at every stage.
Regulatory Universe Mapping
We map your full regulatory universe — every applicable regulation, every regulator, every reporting obligation — and identify gaps between where you are and where you need to be.
Compliance Framework Design
We design a compliance framework that is architecture, not just process — policies, controls, ownership, escalation pathways, and monitoring mechanisms that create systemic compliance.
Implementation Support
We help you implement the framework — drafting policies, deploying controls, training teams, and configuring systems — not just designing on paper.
Third-Party Risk Management
We build your TPRM program — vendor risk assessment templates, onboarding due diligence, continuous monitoring frameworks, and board reporting — in line with RBI and SEBI outsourcing guidelines.
Monitoring & Regulatory Response
We provide ongoing regulatory monitoring — tracking RBI, SEBI, MCA, and CERT-In circulars — and help you respond to examinations, inspections, and regulatory queries.
Risk & Compliance
Capabilities
Comprehensive solutions designed to address your most critical challenges and unlock lasting value.
Enterprise Risk Management
ERM framework design, risk appetite setting, risk register development, scenario analysis, and board-level risk reporting — aligned to COSO and international standards.
Regulatory Compliance Programs
End-to-end compliance program design for RBI, SEBI, IRDAI, MCA, and CERT-In — policies, controls, reporting, and evidence management.
Third-Party Risk Management
TPRM framework aligned to RBI IT outsourcing guidelines and SEBI intermediary regulations — vendor classification, risk assessment, and continuous monitoring.
ESG & Sustainability Compliance
BRSR reporting, TCFD alignment, ISSB S1/S2 assessment, and ESG risk integration for listed entities and multinationals facing global disclosure requirements.
GRC Platform Advisory
GRC platform selection, implementation, and optimisation — helping you choose between ServiceNow, MetricStream, and purpose-built solutions for your scale and regulatory profile.
Financial Crime Compliance
AML/KYC framework design, FATF gap assessments, transaction monitoring optimisation, and regulatory filing support for banks and payment entities.
Standards &
Frameworks
Key regulations and standards that shape our risk & compliance engagements.
Ready to Transform Your Risk & Compliance?
Partner with SARC Global for strategic advisory that delivers certainty in an uncertain world.
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